Cut-off Time for generation of last Risk Parameter File (RPF) for client’s margin collection purpose and modification in framework to enable verification of upfront collection of margins from clients in commodity derivatives segment
December 16, 2021 ToThe Managing Directors / Chief Executive OfficersOf All Clearing Corporations having Commodity Derivatives Segment Sir / Madam, 1. Reserve Bank of India (RBI) in its ‘Statement on…
Publishing Investor Charter and Disclosure of Investor Complaints by Merchant Bankers on their Websites for private placement of units by InvITs proposed to be listed
December 16, 2021 To, All Registered Merchant BankersMadam/Sir 1. With a view to provide investors relevant information about the primary market issuances by InvITs, an Investor Charter has been prepared…
Government Agency Business Arrangement – Appointment of Scheduled Private Sector Banks as Agency Banks of Reserve Bank of India (RBI)
December 15, 2021 All Scheduled Payments Banks and Scheduled Small Finance Banks in India Dear Sir / Madam Please refer to RBI Circular RBI/2021-22/36; CO.DGBA.GBD.No.S77/42.01.033/2021- 22 dated May 10, 2021…
E-Verification Scheme, 2021.
S.O. 5187(E).—In exercise of the powers conferred by sub-sections (1) and (2) of section 135A of the Income-tax Act, 1961 (43 of 1961), the Central Government hereby makes the following…
Clarifications with respect to Circular dated November 03, 2021, on ‘Common and simplified norms for processing investor’s service request by RTAs and norms for furnishing PAN, KYC details and Nomination’
December 14, 2021 ToAll registered Registrars to an Issue and Share Transfer Agents (RTA)All Listed Companies through Recognized Stock ExchangesRecognized Stock ExchangesAll Recognized DepositoriesDepository Participants through Depositories 1. SEBI, vide…
Prompt Corrective Action (PCA) Framework for Non-Banking Financial Companies (NBFCs)
December 14, 2021 All Deposit Taking NBFCs All Non-Deposit Taking NBFCs in Middle, Upper and Top Layers1 Dear Sir / Madam, Reserve Bank of India had introduced a Prompt Corrective
Publishing Investor Charter and disclosure of Investor Complaints by Investment Advisers on their websites/mobile applications
December 13, 2021 To, All Investment Advisers Dear Sir/Madam, 1. In order to facilitate investor awareness about various activities which an investor deals with while availing the services provided by…
Publishing of Investor Charter and disclosure of Investor Complaints by Research Analysts on their websites/mobile applications
December 13, 2021 To,All Research Analysts Dear Sir / Madam, 1. In order to facilitate investor awareness about various activities which an investor deals with while availing the services provided…
Income-tax (33rd Amendment) Rules, 2021.
G.S.R. 851(E).—In exercise of the powers conferred by clause (4E) of section 10 read with section 295 of the Income-tax Act, 1961 (43 of 1961), the Central Board of Direct…
Publishing of Investor Charter and disclosure of Investor Complaints by Portfolio Managers on their websites
December 10, 2021 To,All Portfolio Managers Dear Sir / Madam, 1. With a view to enhancing awareness of investors about the various activities which an investor deals with while availing…