Publishing Investor Charter and disclosure of Investor Complaints by Mutual funds on their websites and AMFI website
December 10, 2021 To,All Mutual Funds (MFs)/Asset Management Companies (AMCs)/Trustee Companies/ Board of Trustees of Mutual Funds/Association of Mutual Funds in India (AMFI) Dear Sir/Madam, 1) SEBI vide Circular No.…
Publishing Investor Charter and Disclosure of complaints by AIFs
December 10, 2021 To, All SEBI registered Alternative Investment Funds (AIFs) 1. With a view to providing relevant information to investors about the various activities pertaining to AIFs, an Investor…
Circular on Mutual Funds
December 10, 2021 All Mutual Funds (MFs)/Asset Management Companies (AMCs)/Trustee Companies/ Board of Trustees of Mutual Funds/Association of Mutual Funds in India (AMFI) Sir / Madam, 1. Usage of pool…
Clarification regarding amendment to SEBI (Portfolio Managers) Regulations,2020
December 10, 2021 To, All Portfolio Managers Dear Sir/Madam, 1. The Securities and Exchange Board of India (Portfolio Managers) Regulations, 2021 (PMS Regulations) were amended vide notification dated November 09,…
Section 24 of the Banking Regulation Act, 1949 – Maintenance of Statutory Liquidity Ratio(SLR) – Marginal Standing Facility (MSF) – return to the normal dispensation
December 10, 2021 All Scheduled Banks Madam/Sir, Please refer to circular DOR.RET.REC.36/12.01.001/2021-22 dated August 09, 2021 and paragraph 15(i) of the Master Direction DOR.No.RET.REC.32/12.01.001/2021-22 dated July 20, 2021, on Marginal…
Introduction of Legal Entity Identifier for Cross-border Transactions
December 10, 2021 To All Category-I Authorised Dealer Banks Madam / Sir, The Legal Entity Identifier (LEI) is a 20-digit number used to uniquely identify parties to financial transactions worldwide…
Transaction in Corporate Bonds through Request for Quote platform by Portfolio Management Services (PMS)
December 09, 2021 To, All Portfolio Managers, Sir / Madam 1. In order to enhance transparency pertaining to debt investments by Portfolio Management Services (PMS) in Corporate Bonds (CBs) and…
Clarification of holding of Annual General Meeting (AGM) through Video Conference (VC) or Other Audio Visual Means (OAVM)
Dated: 08.12.2021 To, The DGCOA, All Regional Directors, All Registrar of Companies, All Stakeholders. Sir/Madam, With reference to Ministry’s General Circular No. 20/2020 dated 05.05.2020 and General Circular No. 02/2021…
General permission for infusion of capital in overseas branches and subsidiaries and retention/ repatriation/ transfer of profits in these centres by banks incorporated in India
Please refer to para 1 of the ‘Statement on Developmental and Regulatory Policies’ dated December 8, 2021 on the above subject. 2. As per extant practice, banks incorporated in India…
External Commercial Borrowings (ECB) and Trade Credits (TC) Policy – Changes due to LIBOR transition
Please refer to paragraph 3 of the Governor’s Statement on Developmental and Regulatory Policies dated December 08, 2021. In this connection, attention of Authorised Dealer Category-I (AD Category-I) banks is…