United Nations Security Council Resolutions (UNSCR) 1718 Sanctions Committee on Democratic People’s Republic of Korea (DPRK) amends 44 existing entries on its Sanctions List
July 29, 2022 The Chairpersons/ CEOs of all the Regulated Entities Madam/Dear Sir, Please refer to our circular DoR.AML.REC.03/14.06.001/2021-22 dated April 08, 2021 advising Regulated Entities (REs) to adhere to…
Framework for automated deactivation of trading and demat accounts in cases of inadequate KYCs
July 29, 2022 ToAll Recognised Stock Exchanges (except Commodity Derivatives Exchanges)All Registered Depositories Dear Sir/Madam, Securities and Exchange Board of India (“SEBI”) has, vide various Circulars issued from time to…
Nomination for Mutual Fund Unit Holders – Extension of timelines
July 29, 2022 ToAll Mutual Funds (MFs)/Asset Management Companies (AMCs)/Trustee Companies/ Board of Trustees of Mutual Funds/Registrar and Transfer Agents (RTAs)/Association of Mutual Funds in India (AMFI) Sir / Madam,…
Operational Circular for listing obligations and disclosure requirements for Non-convertible Securities, Securitized Debt Instruments and/ or Commercial Paper
July 29, 2022 To,Issuers who have listed Non-convertible Securities, Securitized Debt Instrumentsand/ or Commercial Paper;All Recognised Stock Exchanges 1. Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements)…
Restriction on Storage of Actual Card Data [i.e. Card-on-File (CoF)]
Reference is invited to Reserve Bank July 28, 2022 of India (RBI) circulars DPSS.CO.PD.No.1810/02.14.008/2019-20 dated March 17, 2020 and CO.DPSS.POLC.No.S33/02-14-008/2020-2021 dated March 31, 2021 on “Guidelines on Regulation of Payment…
Addendum to SEBI Circular on Development of Passive Funds
July 28, 2022 ToAll Recognized Stock Exchanges/All Clearing Corporations/All Depositories/All Custodians/All Mutual Funds/All Asset Management Companies (AMCs)/All Trustee Companies/ Boards of Trustees of Mutual Funds/All Registrar and Transfer Agents (RTAs)/Stock…
Regulation of Payment Aggregators – Timeline for submission of applications for authorisation – Review
Reference is invited to Reserve Bank of India (RBI) circulars DPSS.CO.PD.No.1810/02.14.008/ 2019-20 dated March 17, 2020 and CO.DPSS.POLC.No.S33/02-14-008/2020-2021 dated March 31, 2021 on “Guidelines on Regulation of Payment Aggregators and…
Settlement of Running Account of Client’s Funds lying with Trading Member (TM)
July 27, 2022 To,All recognized Stock ExchangesDear Sir/Madam, SEBI, vide circular no. MIRSD/SE/Cir-19/2009 dated December 03, 2009 and SEBI/HO/MIRSD/MIRSD2/CIR/P/2016/95 dated September 26, 2016, issued the guideline for settlement of running…
Implementation of Circular on ‘Guidelines in pursuance of amendment to SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011’
July 27, 2022 To,SEBI Registered Intermediaries: 1. KYC Registration Agencies (KRAs), 2 Stock Brokers through Stock Exchanges, 3 Depository Participants (DPs) through Depositories, 4. Mutual Funds (MFs) and AMCs 5.…
Procedure of PAN application & allotment through Simplified Proforma for incorporating Limited Liability Partnerships (LLPs) electronically {Form: FiLLiP} of Ministry of Corporate Affairs.
Proviso to sub-rule (I) to rule 114 of Income Tax Rules, 1962 notified vide notification G.S.R. No. 117(E) dated 9/02/2017, states that : “an applicant may apply for allotment of…