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Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper

August 10, 2021 To Issuers who have listed and/ or propose to list Non-convertible Securities,Securitised Debt Instruments, Security Receipts, Municipal Debt Securities orCommercial Paper1;Recognised Stock Exchanges;Registered Depositories;Registered Credit Rating Agencies,…

Publishing of Investor Charter and Disclosure of Complaints by Custodians and DDPs on their websites

December 17, 2021 To, All CustodiansAll Designated Depository Participants (DDPs) Dear Sir / Madam, 1. In order to facilitate awareness among investors about the details of activities carried and services…

Revision to Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper

December 17, 2021 To Issuers who have listed and/ or propose to list Commercial Paper;Recognised Stock Exchanges;Registered Depositories;Registered Credit Rating Agencies, Debenture Trustees, Depository Participants,Merchant Bankers, Registrars to an Issue…

GST on service supplied by restaurants through e-commerce operators

Dated the 17th December, 2021 To, The Principal Chief Commissioners/ Chief Commissioners/ PrincipalCommissioners/ Commissioner of Central Tax (All) /The Principal Director Generals/ Director Generals (All) Madam/Sir, The GST Council in…

Cut-off Time for generation of last Risk Parameter File (RPF) for client’s margin collection purpose and modification in framework to enable verification of upfront collection of margins from clients in commodity derivatives segment

December 16, 2021 ToThe Managing Directors / Chief Executive OfficersOf All Clearing Corporations having Commodity Derivatives Segment Sir / Madam, 1. Reserve Bank of India (RBI) in its ‘Statement on…

Publishing Investor Charter and Disclosure of Investor Complaints by Merchant Bankers on their Websites for private placement of units by InvITs proposed to be listed

December 16, 2021 To, All Registered Merchant BankersMadam/Sir 1. With a view to provide investors relevant information about the primary market issuances by InvITs, an Investor Charter has been prepared…

Government Agency Business Arrangement – Appointment of Scheduled Private Sector Banks as Agency Banks of Reserve Bank of India (RBI)

December 15, 2021 All Scheduled Payments Banks and Scheduled Small Finance Banks in India Dear Sir / Madam Please refer to RBI Circular RBI/2021-22/36; CO.DGBA.GBD.No.S77/42.01.033/2021- 22 dated May 10, 2021…

E-Verification Scheme, 2021.

S.O. 5187(E).—In exercise of the powers conferred by sub-sections (1) and (2) of section 135A of the Income-tax Act, 1961 (43 of 1961), the Central Government hereby makes the following…

Clarifications with respect to Circular dated November 03, 2021, on ‘Common and simplified norms for processing investor’s service request by RTAs and norms for furnishing PAN, KYC details and Nomination’

December 14, 2021 ToAll registered Registrars to an Issue and Share Transfer Agents (RTA)All Listed Companies through Recognized Stock ExchangesRecognized Stock ExchangesAll Recognized DepositoriesDepository Participants through Depositories 1. SEBI, vide…

Prompt Corrective Action (PCA) Framework for Non-Banking Financial Companies (NBFCs)

December 14, 2021 All Deposit Taking NBFCs All Non-Deposit Taking NBFCs in Middle, Upper and Top Layers1 Dear Sir / Madam, Reserve Bank of India had introduced a Prompt Corrective