Publishing Investor Charter and disclosure of Investor Complaints by Investment Advisers on their websites/mobile applications
December 13, 2021 To, All Investment Advisers Dear Sir/Madam, 1. In order to facilitate investor awareness about various activities which an investor deals with while availing the services provided by…
Publishing of Investor Charter and disclosure of Investor Complaints by Research Analysts on their websites/mobile applications
December 13, 2021 To,All Research Analysts Dear Sir / Madam, 1. In order to facilitate investor awareness about various activities which an investor deals with while availing the services provided…
Income-tax (33rd Amendment) Rules, 2021.
G.S.R. 851(E).—In exercise of the powers conferred by clause (4E) of section 10 read with section 295 of the Income-tax Act, 1961 (43 of 1961), the Central Board of Direct…
Publishing of Investor Charter and disclosure of Investor Complaints by Portfolio Managers on their websites
December 10, 2021 To,All Portfolio Managers Dear Sir / Madam, 1. With a view to enhancing awareness of investors about the various activities which an investor deals with while availing…
Publishing Investor Charter and disclosure of Investor Complaints by Mutual funds on their websites and AMFI website
December 10, 2021 To,All Mutual Funds (MFs)/Asset Management Companies (AMCs)/Trustee Companies/ Board of Trustees of Mutual Funds/Association of Mutual Funds in India (AMFI) Dear Sir/Madam, 1) SEBI vide Circular No.…
Publishing Investor Charter and Disclosure of complaints by AIFs
December 10, 2021 To, All SEBI registered Alternative Investment Funds (AIFs) 1. With a view to providing relevant information to investors about the various activities pertaining to AIFs, an Investor…
Circular on Mutual Funds
December 10, 2021 All Mutual Funds (MFs)/Asset Management Companies (AMCs)/Trustee Companies/ Board of Trustees of Mutual Funds/Association of Mutual Funds in India (AMFI) Sir / Madam, 1. Usage of pool…
Clarification regarding amendment to SEBI (Portfolio Managers) Regulations,2020
December 10, 2021 To, All Portfolio Managers Dear Sir/Madam, 1. The Securities and Exchange Board of India (Portfolio Managers) Regulations, 2021 (PMS Regulations) were amended vide notification dated November 09,…
Section 24 of the Banking Regulation Act, 1949 – Maintenance of Statutory Liquidity Ratio(SLR) – Marginal Standing Facility (MSF) – return to the normal dispensation
December 10, 2021 All Scheduled Banks Madam/Sir, Please refer to circular DOR.RET.REC.36/12.01.001/2021-22 dated August 09, 2021 and paragraph 15(i) of the Master Direction DOR.No.RET.REC.32/12.01.001/2021-22 dated July 20, 2021, on Marginal…
Introduction of Legal Entity Identifier for Cross-border Transactions
December 10, 2021 To All Category-I Authorised Dealer Banks Madam / Sir, The Legal Entity Identifier (LEI) is a 20-digit number used to uniquely identify parties to financial transactions worldwide…