Norms for Silver Exchange Traded Funds (Silver ETFs) and Gold Exchange Traded Funds (Gold ETFs).
November 24, 2021 All Recognized Stock Exchanges/ All Custodians/ All Mutual Funds (MFs)/ All Asset Management Companies (AMCs)/ All Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual…
Filing of list of stakeholders under clause (d) of sub-regulation (5) of regulation 31 of the Insolvency and Bankruptcy Board of India (Liquidation Process) Regulations, 2016.
24th November, 2021 To All Registered Insolvency Professionals All Recognised Insolvency Professional Entities All Registered Insolvency Professional Agencies (By mail to registered email addresses and on website of the IBBI)…
Filing of list of creditors under clause (ca) of sub-regulation (2) of regulation 13 of the IBBI (Insolvency Resolution Process for Corporate Persons) Regulations, 2016.
24th November, 2021 To All Registered Insolvency Professionals All Recognised Insolvency Professional Entities All Registered Insolvency Professional Agencies (By mail to registered email addresses and on website of the IBBI)…
Segregation and Monitoring of Collateral at Client Level – Extension of timeline
November 23, 2021 To All Recognized Clearing Corporations All Recognized Stock Exchanges Dear Sir/ Madam 1. SEBI, vide circular no. SEBI/HO/MRD2_DCAP/CIR/2021/0598 dated July 20, 2021 issued certain provisions in the…
Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites
1. With a view to provide investors an idea about the various activities pertaining to primary market issuances as well as exit options like Takeovers, Buybacks or Delistings, an Investor…
Non-compliance with certain provisions of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (“ICDR Regulations”)
November 23, 2021 To All the Recognized Stock Exchanges Dear Sir/Madam, 1. SEBI issued a Circular bearing reference number SEBI/HO/CFD/DIL2/CIR/P/2019/94 dated August 19, 2019, specifying the fines to be imposed…
Disclosure obligations of listed entities in relation to Related Party Transactions
November 22, 2021 To, All entities that have listed their specified securities All the Recognized Stock Exchanges Madam / Sir, 1. Vide notification dated November 9, 2021, Regulation 23 of…
Clarifications regarding amendment to SEBI (Alternative Investment Funds) Regulations, 2012
November 22, 2021 To, All Alternative Investment Funds (AIFs) Sir/ Madam, 1. Regulation 15(1)(d) of SEBI (Alternative Investment Funds) Regulations, 2012 (“AIF Regulations”) has been amended and notified on November…
Inclusion in/exclusion from the Second Schedule to the Reserve Bank of India Act, 1934 – Regional Rural Banks (RRBs)
November 22, 2021 All Regional Rural Banks Madam/Sir, We advise that the name of Baroda UP Bank has been included to and names of three erstwhile Regional Rural Banks (RRBs)…
Accrual accounting: How it works and why it’s important
By recording accruals, a company can keep track of its cash flows accurately and systematically. Managing performance is the core to success, whether it is a for-profit or not-for-profit entity.…