Introduction of Unified Payments Interface (UPI) mechanism for Real Estate Investment Trusts
June 24, 2022 ToReal Estate Investment TrustsRecognised Stock ExchangesRegistered DepositoriesNational Payments Corporation of IndiaRegistered Depository Participants, Stock brokers, Merchant Bankers,Registrars to an Issue and Share Transfer Agents, Bankers to issues,Sponsor…
Modification in the Operational Guidelines for Foreign Portfolio Investors, Designated Depository Participants and Eligible Foreign Investors – Bank account details to which the payment is to be done electronically
June 21, 2022 To, All Foreign Portfolio Investors (“FPIs”) through their Designated DepositoryParticipants (“DDPs”) Designated Depository Participants (“DDPs”)/Custodians 1. ‘Annexure D’ of the ‘Operational Guidelines for Foreign Portfolio Investors, Designated…
Naming / Tagging of demat accounts maintained by Stock Brokers
June 20, 2022 To,All Recognised Stock ExchangesAll DepositoriesAll Registered Stock Brokers through Recognized Stock Exchanges Dear Sir/Madam, 1. SEBI vide circular no. SEBI/HO/MIRSD/MIRSD2/CIR/P/2016/95 dated September 26, 2016 had mandated uniform…
Nomination for Mutual Fund Unit Holders
June 15, 2022 ToAll Mutual Funds (MFs)/Asset Management Companies (AMCs)/Trustee Companies/ Board of Trustees of Mutual Funds/Registrar and Transfer Agents (RTAs)/Association of Mutual Funds in India (AMFI) Sir / Madam,…
Modification in Cyber Security and Cyber Resilience Framework of Mutual Funds/ Asset Management Companies (AMCs)
June 9, 2022 To,All Mutual Funds/All Asset Management Companies (AMCs)/All Trustee Companies/ Boards of Trustees of Mutual Funds/Association of Mutual Funds in India (AMFI) 1. SEBI vide Circular No.SEBI/HO/IMD/DF2/CIR/P/2019/12 dated…
Modification in Cyber Security and Cyber resilience framework for Stock Brokers / Depository Participants
June 07, 2022 SEBI vide circular SEBI/HO/MIRSD/CIR/PB/2018/147 dated December 03, 2018 prescribed framework for Cyber Security and Cyber Resilience for Stock Brokers / Depository Participants. In partial modification to Annexure…
Extension of facility for conducting annual meeting and other meetings of unitholders of REITs and InvITs through Video Conferencing (VC) or through Other Audio-Visual means (OAVM)
June 03, 2022 To,All Real Estate Investment Trusts (“REITs”)All Infrastructure Investment Trusts (“InvITs”)All Parties to REITs and InvITsAll Recognized Stock Exchanges Madam/ Sir, 1. SEBI vide circular no. SEBI/HO/DDHS/DDHS/CIR/P/2020/102 dated…
Investor Grievance Redressal Mechanism
June 3, 2022 ToThe Managing Director / Executive DirectorAll Stock Exchanges Dear Sir / Madam, In order to further strengthen the Investor Grievance Redressal Mechanism, based on feedback received from…
Procedure for seeking prior approval for change in control of Portfolio Managers
June 02, 2022 To,All Portfolio ManagersSir / Madam, Regulation 11(aa) of SEBI (Portfolio Managers) Regulations, 2020 provides that a Portfolio Manager shall obtain prior approval of SEBI in case of…
Standard Operating Procedures (SOP) for dispute resolution under the Stock Exchange arbitration mechanism for disputes between a Listed Company and/or Registrars to an Issue and Share Transfer Agents (RTAs) and its Shareholder(s)/Investor(s)
May 30, 2022 ToAll Recognized Stock ExchangesAll registered Registrars to an Issue and Share Transfer Agents (RTAs)All Listed Companies through Recognized Stock Exchanges Dear Sir / Madam, 1. Regulation 40…