Modification in Cyber Security and Cyber resilience framework of Qualified Registrars to an Issue and Share Transfer Agents (“QRTAs”)
May 27, 2022 To,Registered Registrar to an Issue and Share Transfer Agents Dear Sir/ Madam, 1. SEBI vide circular SEBI/HO/MIRSD/CIR/P/2017/100 dated September 08, 2017 prescribed framework for Cyber Security and…
Modification to Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default
May 27, 2022 To,All Recognised Stock ExchangesAll Recognised Clearing CorporationsAll Depositories Dear Sir/Madam, 1. SEBI vide circular no. SEBI/HO/MIRSD/DPIEA/CIR/P/2020/115 dated July 1, 2020 had specified the Standard Operating Procedure enumerating…
Simplification of procedure and standardization of formats of documents for issuance of duplicate securities certificates
May 25, 2022 ToAll Registered Registrars to an Issue and Share Transfer Agents (RTAs)All Recognized Stock ExchangesAll Listed Companies through Recognized Stock ExchangesAll Investors’ Associations Dear Sir / Madam, 1.…
Circular on Development of Passive Funds
May 23, 2022 ToAll Recognized Stock Exchanges/All Clearing Corporations/All Depositories/All Custodians/All Mutual Funds/All Asset Management Companies (AMCs)/All Trustee Companies/ Boards of Trustees of Mutual Funds/All Registrar and Transfer Agents (RTAs)/Stock…
Modification in Cyber Security and Cyber Resilience framework of Stock Exchanges, Clearing Corporations and Depositories
May 20, 2022 ToAll Stock Exchanges,All Clearing Corporations,All Depositories Dear Sir / Madam, 1. SEBI vide circular no. SEBI/CIR/MRD/DP/13/2015 dated July 06, 2015 prescribed framework for Cyber Security and Cyber…
Simplification of procedure and standardization of formats of documents for transmission of securities
May 18, 2022 ToAll registered Registrars to an Issue and Share Transfer Agents (RTAs)All Recognized Stock ExchangesAll Listed Companies through Recognized Stock ExchangesAll Recognized DepositoriesAll Depository Participants (DPs) through DepositoriesAll…
Master Circular for Commodity Derivatives Market
May 17, 2022 The Managing Directors/Chief Executive OfficersAll Stock Exchanges and Clearing Corporation with Commodity Derivatives Segment 1. In order to ensure availability of comprehensive information mentioned in the circulars…
System and Network Audit of Market Infrastructure Institutions (MIIs)
May 02, 2022 To,All Stock Exchanges,All Clearing Corporations,All Depositories 1. Taking into account the rapid technological developments in the securities market and the entailing risks that these developments pose to…
Modification in the Operational Guidelines for Foreign Portfolio Investors, Designated Depository Participants and Eligible Foreign Investors – SEBI to generate FPI registration number and both the Depositories to host the CAF.
To, All Foreign Portfolio Investors (“FPIs”) through their Designated Depository Participants (“DDPs”) Designated Depository Participants (“DDPs”) The Depositories (NSDL and CDSL) 1. The SEBI (Foreign Portfolio Investors) (Amendment) Regulations, 2022…
Master Circular for Real Estate Investment Trusts (REITs)
April 26, 2022 To,All Real Estate Investment Trusts (“REITs”)All Parties to REITsAll Recognised Stock ExchangesAll Merchant Bankers and other Intermediaries Madam/ Sir, For effective regulation of Real Estate Investment Trusts,…