Master Circular for Infrastructure Investment Trusts (InvITs)
For effective regulation of Infrastructure Investment Trusts, Securities and Exchange Board of India (SEBI) has been issuing various circulars from time to time. In order to enable the industry and…
Streamlining the Process of Public Issues and redressal of Investor grievances
April 20, 2022 ToRecognized Stock ExchangesRegistered Stock BrokersRegistered Merchant BankersRegistered Registrars to an Issue and Share Transfer AgentsDepositories and Registered Depository ParticipantsRegistered Bankers to an IssueSelf Certified Syndicate Banks (SCSBs)National…
Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper
August 10, 2021 To Issuers who have listed and/ or propose to list Non-convertible Securities,Securitised Debt Instruments, Security Receipts, Municipal Debt Securities orCommercial Paper1;Recognised Stock Exchanges;Registered Depositories;Registered Credit Rating Agencies,…
Comprehensive Risk Management Framework for Electronic Gold Receipts (EGR) segment
April 11, 2022 The Managing Directors / Chief Executive OfficersAll Stock Exchanges and Clearing Corporations Sir / Madam, 1. SEBI Board in its meeting held on September 28, 2021 approved…
Risk value of commodities for risk-o-meter
April 11, 2022 All Mutual Funds/Asset Management Companies (AMCs)/Trustee Companies/Boards of Trustees of Mutual Funds/Association of Mutual Funds in India (AMFI) Sir/ Madam, SEBI, vide circular on ‘Product Labeling in…
Guidelines in pursuance of amendment to SEBI KYC Registration Agency (KRA) Regulations, 2011
April 06, 2022 To, SEBI Registered Intermediaries: KYC Registration Agencies (KRAs), Stock Brokers through Stock Exchanges, Depository Participants (DPs) through Depositories, Mutual Funds (MFs) and AMCs Portfolio Managers (PMs) Collective…
Revision of UPI limits in Public Issue of Equity Shares and convertibles
SEBI vide Circular SEBI/HO/CFD/DIL2/CIR/P/2018/138 dated November 01, 2018 introduced the use of Unified Payment Interface as an additional payment mechanism with Application Supported by Blocked Amount (ASBA) for Retail Individual…
Execution of ‘Demat Debit and Pledge Instruction’ (DDPI) for transfer of securities towards deliveries / settlement obligations and pledging / repledging of securities
April 04, 2022 To,All DepositoriesAll Recognised Stock Exchanges Dear Sir/Madam, SEBI vide circular no. CIR/MRD/DMS/13/2010 dated April 23, 2010 issued guidelines regarding execution of Power of Attorney (PoA) by the…
Standardization of industry classification – Applicability to credit rating agencies
Dear Sir/ Madam, 1. The Market Data Advisory Committee (MDAC), a standing committee constituted by SEBI, comprising of representatives from stock exchanges, depositories and other market participants, examined the existing…
Standardisation of Ratings Scales Used by credit rating agencies – Extension of timeline for implementation
In order to standardise the usage of rating scales, SEBI vide circular no.SEBI/HO/MIRSD/MIRSD_CRADT/P/CIR/2021/594 dated July 16, 2021 advised the credit rating agencies to either align their rating scales with the…