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  • Discontinuation of usage of pool accounts for transactions in the units of Mutual Funds, Two Factor Authentication (‘2FA’) for redemption and other related requirements : Extension of timeline

Discontinuation of usage of pool accounts for transactions in the units of Mutual Funds, Two Factor Authentication (‘2FA’) for redemption and other related requirements : Extension of timeline

1. Based on discussions with stakeholders and recommendations of the Mutual Fund Advisory Committee, SEBI, vide circular no. SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/635 dated October 4, 2021 and circular no. SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/634 dated…

Note on SEBI Circular regarding Clarification on applicability of regulation 23 of SEBI (LODR) regulations, 2015 in relation to Related Party Transactions dated 30-03-2022:

INTRODUCTION : This circular seeks to provide clarification with respect to approval of related party transactions by the shareholders of a listed entity.For this purpose, scope and materiality of RPT…

Clarification on applicability of regulation 23 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 in relation to Related Party Transactions

March 30, 2022 To,All entities that have listed their specified securitiesAll the Recognized Stock Exchanges 1. Regulation 23 of the SEBI (Listing Obligations and Disclosure Requirements), Regulations 2015 (‘LODR Regulations’)…

Operational guidelines for ‘Security and Covenant Monitoring’ using Distributed Ledger Technology (DLT)

March 29, 2022 To, Issuers who have listed and/ or propose to list Non-convertible Securities, SecuritisedDebt Instruments, Security Receipts, Municipal Debt Securities or Commercial Paper;Recognized Stock Exchanges;All Debenture Trustees registered…

Product specifications pertaining to the Electronic Gold Receipts (EGR) segment in India

March 28, 2022 The Managing Directors / Chief Executive OfficersAll Recognized Stock Exchanges Dear Sir / Madam, 1. SEBI vide Circular no. SEBI/HO/CDMRD/DMP/CIR/P/2022/07 dated January 10, 2022, has issued framework…

Introduction of Options on Commodity Indices – Product Design and Risk Management Framework

March 24, 2022 To The Managing Directors / Chief Executive OfficersAll Recognized Stock Exchanges and Clearing Corporations having CommodityDerivatives Segment Dear Sir/Madam, 1. In an endeavour to have more products…

Change in control of Sponsor and/or Manager of Alternative Investment Fund involving scheme of arrangement under Companies Act, 2013

March 23, 2022 To, All Alternative Investment Funds Sir / Madam, Regulation 20(13) of SEBI (Alternative Investment Funds) Regulations, 2012 (“AIF Regulations”), inter-alia, requires that in case of change in…

Standardisation of industry classification – Revision in Chapter – XIV of Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper

March 22, 2022 To, Issuers who have listed and/ or propose to list debt securities;Recognised Stock Exchanges;Registered Depositories;Registered Credit Rating Agencies, Debenture Trustees,Electronic Book Providers Chapter – XIV of the…

Revision in Orders Per Second limit for algorithmic trading in Commodity Derivatives Segment of the Stock Exchange

March 17, 2022 The Managing Directors / Chief Executive OfficersOf All Exchanges having Commodity Derivatives Segment Sir / Madam, SEBI had issued broad guidelines on algorithmic trading for Commodity Derivatives…

Discontinuation of usage of pool accounts for transactions in the units of Mutual Funds : Clarifications with respect to Circulars dated October 4, 2021.

March 15, 2022 ToAll Recognized Stock Exchanges and Clearing CorporationsAll DepositoriesAll Mutual FundsAll Asset Management Companies (‘AMCs’)All Trustee Companies/ Boards of Trustees of Mutual FundsAll Registrar to an Issue and…