Options on Commodity Futures – Product Design and Risk Management Framework – Modification in exercise mechanism
January 03, 2022 To,The Managing Directors / Chief Executive OfficersAll Recognised Stock Exchanges having Commodity Derivatives segment Dear Sir / Madam, 1. SEBI vide Circular no. SEBI/HO/CDMRD/DMP/CIR/P/2017/55 dated June 13,…
Extension of timeline for modified reporting requirements for AIFs
December 30, 2021 To, All Alternative Investment Funds (AIFs) Dear Sir/ Madam, 1. SEBI vide Circular No. SEBI/HO/IMD/IMD-I/DOF6/CIR/2021/549 dated April 07, 2021, specified the revised reporting requirements for AIFs. It…
Restoration of relaxed timelines w.r.t. validity of observation letter pertaining to Mutual Funds
December 22, 2021 All Mutual Funds/Asset Management Companies (AMCs)/Trustee Companies/Boards of Trustees of Mutual Funds/Association of Mutual Funds in India (AMFI) Sir/ Madam, 1. SEBI, vide circular SEBI/HO/IMD/DF3/CIR/P/2 dated March…
Extension of facility for conducting annual meeting and other meetings of unitholders of REITs and InvITs through Video Conferencing (VC) or through Other Audio-Visual means (OAVM)
December 22, 2021 To,All Real Estate Investment Trusts (“REITs”)All Infrastructure Investment Trusts (“InvITs”)All Parties to REITs and InvITsAll Recognized Stock Exchanges Madam/ Sir, 1. SEBI vide circular no. SEBI/HO/DDHS/DDHS/CIR/P/2021/21 dated…
Investment Advisory Services for Accredited Investors
December 21, 2021 To All Investment Advisers 1. The amendment to SEBI (Investment Advisers) Regulations, 2013 (“IA Regulations”) notified on August 03, 2021 (available at link), read with the Circular…
Portfolio Management Services for Accredited Investors
December 21, 2021 To, All Portfolio Managers Dear Sir / Madam, 1. The amendment to SEBI (Portfolio Managers) Regulations, 2020 (“PMS Regulations”) notified on August 03, 2021 (available at link),…
Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper
August 10, 2021 To Issuers who have listed and/ or propose to list Non-convertible Securities,Securitised Debt Instruments, Security Receipts, Municipal Debt Securities orCommercial Paper1;Recognised Stock Exchanges;Registered Depositories;Registered Credit Rating Agencies,…
Publishing of Investor Charter and Disclosure of Complaints by Custodians and DDPs on their websites
December 17, 2021 To, All CustodiansAll Designated Depository Participants (DDPs) Dear Sir / Madam, 1. In order to facilitate awareness among investors about the details of activities carried and services…
Revision to Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper
December 17, 2021 To Issuers who have listed and/ or propose to list Commercial Paper;Recognised Stock Exchanges;Registered Depositories;Registered Credit Rating Agencies, Debenture Trustees, Depository Participants,Merchant Bankers, Registrars to an Issue…
Cut-off Time for generation of last Risk Parameter File (RPF) for client’s margin collection purpose and modification in framework to enable verification of upfront collection of margins from clients in commodity derivatives segment
December 16, 2021 ToThe Managing Directors / Chief Executive OfficersOf All Clearing Corporations having Commodity Derivatives Segment Sir / Madam, 1. Reserve Bank of India (RBI) in its ‘Statement on…