Publishing of Investor Charter and disclosure of complaints by Debenture Trustees (DTs) on their Websites
November 30, 2021 To, All Debenture Trustees registered with SEBI In order to facilitate investor awareness about various activities where an investor has to deal with DTs for availing various…
Publishing Investor Charter and Disclosure of Complaints by Registrar and Share Transfer Agents (RTAs) on their Websites
November 26, 2021 To, All registered Registrars to an Issue and Share Transfer Agents (RTAs) Dear Sir / Madam, 1. In order to facilitate investor awareness about various activities where…
Norms for Silver Exchange Traded Funds (Silver ETFs) and Gold Exchange Traded Funds (Gold ETFs).
November 24, 2021 All Recognized Stock Exchanges/ All Custodians/ All Mutual Funds (MFs)/ All Asset Management Companies (AMCs)/ All Trustee Companies/ Board of Trustees of Mutual Funds/ Association of Mutual…
Segregation and Monitoring of Collateral at Client Level – Extension of timeline
November 23, 2021 To All Recognized Clearing Corporations All Recognized Stock Exchanges Dear Sir/ Madam 1. SEBI, vide circular no. SEBI/HO/MRD2_DCAP/CIR/2021/0598 dated July 20, 2021 issued certain provisions in the…
Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites
1. With a view to provide investors an idea about the various activities pertaining to primary market issuances as well as exit options like Takeovers, Buybacks or Delistings, an Investor…
Non-compliance with certain provisions of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (“ICDR Regulations”)
November 23, 2021 To All the Recognized Stock Exchanges Dear Sir/Madam, 1. SEBI issued a Circular bearing reference number SEBI/HO/CFD/DIL2/CIR/P/2019/94 dated August 19, 2019, specifying the fines to be imposed…
Disclosure obligations of listed entities in relation to Related Party Transactions
November 22, 2021 To, All entities that have listed their specified securities All the Recognized Stock Exchanges Madam / Sir, 1. Vide notification dated November 9, 2021, Regulation 23 of…
Clarifications regarding amendment to SEBI (Alternative Investment Funds) Regulations, 2012
November 22, 2021 To, All Alternative Investment Funds (AIFs) Sir/ Madam, 1. Regulation 15(1)(d) of SEBI (Alternative Investment Funds) Regulations, 2012 (“AIF Regulations”) has been amended and notified on November…
Addendum to SEBI Circular dated November 16, 2021 relating to Schemes of Arrangement by Listed Entities
November 18, 2021 To All Recognized Stock Exchanges (except Commodity Exchanges) All Recognized Depositories Issuer Companies Merchant Bankers and Brokers registered with SEBI Registrars to an Issue Dear Sir /…
Write-off of debt securities held by FPIs who intend to surrender their registration.
November 08, 2021 To, 1. Foreign Portfolio Investors (“FPIs”) 2. Designated Depository Participants (“DDPs”) and Custodians 3. All Recognized Stock Exchanges/ Clearing Corporations 4. All recognized Stock Exchanges and Clearing…