Common and Simplified Norms for processing investor’s service request by RTAs and norms for furnishing PAN, KYC details and Nomination
November 03, 2021 To All registered Registrars to an Issue and Share Transfer Agents (RTA) All Listed Companies through Recognized Stock Exchanges Recognized Stock Exchanges All Recognized Depositories Depository Participants…
Guiding Principles for bringing uniformity in Benchmarks of Mutual Fund Schemes
October 27, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds / Association of Mutual Funds in India (AMFI) Sir/ Madam, 1. In order…
Amendment to SEBI Circulars pertaining to Investor Grievance Redressal System and Arbitration Mechanism
October 22, 2021 To, The Managing Directors / Chief Executive Officers, All Recognized Stock Exchanges having Commodity Derivatives Segment Dear Sir/ Madam, 1. Attention is drawn to SEBI circulars bearing…
Amendment to SEBI Circular pertaining to Investor Protection Fund (IPF)/ Investor Service Fund (ISF) and its related matters
October 22, 2021 To, The Managing Directors / Chief Executive Officers, All Recognized Stock Exchanges having Commodity Derivatives Segment Dear Sir/ Madam, 1. Attention is drawn to SEBI circular bearing…
Modalities for filing of placement memorandum through a Merchant Banker
October 21, 2021 To, All Alternative Investment Funds (AIFs) All Merchant Bankers Sir/Madam, 1. AIFs shall launch scheme(s) subject to filing of placement memorandum with SEBI through a SEBI registered…
Transmission of Securities to joint Holder(s)
October 18, 2021 To, All Listed Companies (through Stock Exchanges) All registered Registrars to an Issue & Share Transfer Agents (RTAs) Dear Sir / Madam, 1. The norms pertaining to…
Revised Formats for Limited Review/ Audit Report for issuers of non-convertible securities
October 14, 2021 To, Listed entities (whose non-convertible securities are listed) Recognized Stock Exchanges Madam/ Sir, 1. Vide notification dated September 07, 2021, Regulation 52 of the SEBI (Listing Obligations…
Minimum percentage of trades carried out by mutual funds through RFQ platform
October 6, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/ Madam, 1. SEBI, vide circular…
Amendments to manner and mechanism of providing exit option to dissenting unit holders pursuant to Regulation 22(5C) and Regulation 22(7) of SEBI (Infrastructure Investment Trusts) Regulations, 2014 (“SEBI (InvIT) Regulations”)
October 05, 2021 To All Infrastructure Investment Trusts (“InvITs”) All Parties to InvITs All Recognised Stock Exchanges All Merchant Bankers Madam/Sir 1.SEBI issued circular SEBI/HO/DDHS/DDHS/CIR/P/2020/122 dated July 17, 2020 providing…
Amendments to manner and mechanism of providing exit option to dissenting unit holders pursuant to Regulation 22(6A) and Regulation 22(8) of SEBI (Real Estate Investment Trusts) Regulations, 2014 (“SEBI (REIT) Regulations”)
October 05, 2021 To All Real Estate Investment Trusts (“REITs”) All Parties to REITs All Recognised Stock Exchanges All Merchant Bankers Madam/Sir 1.SEBI issued circular SEBI/HO/DDHS/DDHS/CIR/P/2020/123dated July 17, 2020 providing…