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Revised Formats for filing Financial information

October 5, 2021 To, Listed entities (whose non-convertible securities are listed) Recognized Stock Exchanges Madam/ Sir, 1. Vide notification dated September 07, 2021, Regulation 52 of the SEBI (Listing Obligations…

Disclosure of Complaints against the Stock Exchange(s)and the Clearing Corporation(s)

October 04, 2021 To, The Managing Directors / Chief Executive Officers All Recognized Stock Exchanges and Clearing Corporations having Commodity Derivatives Segment Dear Sir / Madam, 1.In order to bring…

Discontinuation of usage of pool accounts for transactions in units of Mutual Funds on the Stock Exchange Platforms

October 4, 2021 All Recognized Stock Exchanges and Clearing Corporations All Depositories All Mutual Funds All Asset Management Companies (‘AMCs’) All Trustee Companies/Boards of Trustees of Mutual Funds All Registrar…

Circular on Mutual Funds

October 4, 2021 All Mutual Funds All Asset Management Companies Association of Mutual Funds in India All Trustee Companies/ Boards of Trustees of Mutual Funds All Registrar and Share Transfer…

Relaxations relating to procedural matters –Issues and Listing

Oct 01, 2021 To All Registered Merchant Bankers All Recognized Stock Exchanges All Registered Registrars to an Issue All Self Certified Syndicate Banks All listed entities All entities who propose…

Swing pricing framework for mutual fund schemesdr

September 29, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/ Madam, SEBI floated a consultation…

Risk Management Framework (RMF) for Mutual Funds

September27, 2021 To, All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Board of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/Madam, 1.In order to ensure that…

Clarifications with respect to Circular dated April 28, 2021 on ‘Alignment of interest of Key Employees (‘Designated Employees’) of Asset Management Companies (AMCs) with the Unitholders of the Mutual Fund Schemes

September 20, 2021 All Mutual Funds (‘MFs’) All Asset Management Companies (‘AMCs’) All Trustee Companies/ Board of Trustees of Mutual Funds Association of Mutual Funds in India (‘AMFI’) Sir/Madam, 1.…

Position Limits for Currency Derivatives Contracts

September 07, 2021 All Recognized Stock Exchanges All Recognized Clearing Corporations All Depositories All Designated Depository Participants (DDPs) through Depositories All Custodians All Foreign Portfolio Investors (FPI) through their DDPs…

Introduction of T+1 rolling settlement on an optional basis

September 07, 2021 To All Recognized Clearing Corporations All Recognized Stock Exchanges All Recognized Depositories Dear Sir / Madam 1. SEBI ,vide circular no. SMD/POLICY/Cir -/03 dated February 6, 2003,…