Addendum to SEBI Circular on Development of Passive Funds
July 28, 2022 ToAll Recognized Stock Exchanges/All Clearing Corporations/All Depositories/All Custodians/All Mutual Funds/All Asset Management Companies (AMCs)/All Trustee Companies/ Boards of Trustees of Mutual Funds/All Registrar and Transfer Agents (RTAs)/Stock…
Settlement of Running Account of Client’s Funds lying with Trading Member (TM)
July 27, 2022 To,All recognized Stock ExchangesDear Sir/Madam, SEBI, vide circular no. MIRSD/SE/Cir-19/2009 dated December 03, 2009 and SEBI/HO/MIRSD/MIRSD2/CIR/P/2016/95 dated September 26, 2016, issued the guideline for settlement of running…
Implementation of Circular on ‘Guidelines in pursuance of amendment to SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011’
July 27, 2022 To,SEBI Registered Intermediaries: 1. KYC Registration Agencies (KRAs), 2 Stock Brokers through Stock Exchanges, 3 Depository Participants (DPs) through Depositories, 4. Mutual Funds (MFs) and AMCs 5.…
Entities allowed to use e-KYC Aadhaar Authentication services of UIDAI in Securities Market as sub-KUA
July 20, 2022 To,SEBI Registered Intermediaries: KYC Registration Agencies (KRAs), Stock Brokers through Stock Exchanges, Depository Participants (DPs) through Depositories, Mutual Funds (MFs) and AMCs through AMFI Portfolio Managers (PMs)…
Levy of Goods & Services Tax (GST) on the fees payable to SEBI
The GST Council in its meeting held on June 28 and June 29, 2022, recommended inter alia to withdraw the exemption granted to services by SEBI and the same has…
SEBI files FIR for Cyber Security Incident
PR No.23/2022 Recently a cyber security incident has been noticed on the E-mail system of SEBI which was undergoing a system upgrade and accordingly an FIR as per the relevant…
Investor Grievance Redressal Mechanism and Amendment to SEBI Circular no. SEBI/HO/DMS/CIR/P/2017/15 dated February 23, 2017
July 04, 2022 Dear Madam / Sir, 1. Reference may be made to SEBI Circulars no. CIR/MRD/DSA/24/2010 dated August 11, 2010 on Arbitration Mechanism in Stock Exchanges, no. CIR/MRD/ICC/30/2013 dated…
Implementation of Circular on ‘Execution of ‘Demat Debit and Pledge Instruction’ (DDPI) for transfer of securities towards deliveries / settlement obligations and pledging / re pledging of securities’ – Extension
June 30, 2022 To,All DepositoriesAll Recognised Stock Exchanges Dear Sir/Madam, SEBI vide circular no. SEBI/HO/MIRSD/DoP/P/CIR/2022/44 dated April 04, 2022 issued guidelines regarding execution of ‘Demat Debit and Pledge Instruction’ (DDPI)…
Adjustment in derivative contracts for dividend announcements
June 28, 2022 ToAll Recognized Stock Exchanges and Clearing CorporationsDear Sir/ Madam, SEBI, vide Circulars SMDRP/DC/CIR-8/01 dated June 21, 2001, SMDRP/DC/CIR-15/02 dated December 18, 2002 and CIR/MRD/DoP-1/P/00108/2018 dated July 05,…
Reduction of timelines for listing of units of privately placed Infrastructure Investment Trust (InvIT)
June 24, 2022 To,Infrastructure Investment TrustsRecognised Stock ExchangesRegistered DepositoriesRegistered Depository Participants,Registrars to an Issue and Share Transfer Agents Madam / Sir, 1. Regulation 16(8) (a) of SEBI (Infrastructure Investment Trusts)…