- Sun. Jun 8th, 2025
Streamlining the Process of Public Issues and redressal of Investor grievances
April 20, 2022 ToRecognized Stock ExchangesRegistered Stock BrokersRegistered Merchant BankersRegistered Registrars to an Issue and Share Transfer AgentsDepositories and Registered Depository ParticipantsRegistered Bankers to an IssueSelf Certified Syndicate Banks (SCSBs)National…
Large Exposures Framework for Non-Banking Financial Company – Upper Layer (NBFC-UL)
April 19, 2022 All Non-Banking Financial Companies Madam/ Dear Sir, Please refer to paragraph 3.2.2 (d) of RBI circular DOR.CRE.REC. No.60/03.10.001/2021-22 dated October 22, 2021 on “Scale Based Regulation (SBR)…
Issue and regulation of share capital and securities – State Co-operative Banks and District Central Co-operative Banks
April 19, 2022 The Chief Executive OfficerAll State and Central Co-operative Banks Madam / Dear Sir, The Banking Regulation (Amendment) Act, 2020 (No. 39 of 2020), notified in the Gazette…
Scale Based Regulation (SBR) for NBFCs: Capital requirements for NonBanking Finance Companies – Upper Layer (NBFC-UL)
April 19, 2022 Dear Sir/ Madam, Please refer to the circular DOR.CRE.REC.No.60/03.10.001/2021-22 dated October 22, 2021 on Scale Based Regulation (SBR): A Revised Regulatory Framework for NBFCs. In terms of…
Limits for investment in debt and sale of Credit Default Swaps by Foreign Portfolio Investors (FPIs)
April 19, 2022 To,All Authorized Persons Madam / Sir Attention of Authorised Dealer Category-I (AD Category-I) banks is invited to Schedule 1 to the Foreign Exchange Management (Debt Instruments) Regulations,…
Loans and Advances – Regulatory Restrictions – NBFCs
April 19, 2022 All Non-Banking Financial Companies Madam/ Dear Sir, In terms of para 3.2.2 (c) and para 3.2.3 (b) & (c) of the circular on Scale Based Regulation (SBR):…
Consolidated Circular on Opening of Current Accounts and CC/OD Accounts by Banks
April 19, 2022 All Scheduled Commercial BanksAll Payments Banks Madam / Dear Sir, Please refer to circular DOR.No.BP.BC/7/21.04.048/2020-21 dated August 6, 2020 on Opening of Current Accounts by Banks –…
Disclosures in Financial Statements – Notes to Accounts of NBFCs
April 19, 2022 Please refer to our circular DOR.CRE.REC.No.60/03.10.001/2021-22 dated October 22, 2021 on ‘Scale Based Regulation (SBR): A Revised Regulatory Framework’ for NBFCs, which inter-alia envisages certain specific disclosures.…
Basel III Framework on Liquidity Standards – Liquidity Coverage Ratio (LCR)
April 18, 2022 Dear Sir/Madam, Please refer to our circular DOR.BP.BC.No.65/21.04.098/2019-20 dated April 17, 2020 on Basel III Framework on Liquidity Standards – Liquidity Coverage Ratio (LCR). 2. In terms…
SEBI issues operational guidelines for “Security and Covenant Monitoring using Distributed Ledger Technology (DLT)”
In order to strengthen the process of security creation and monitoring of security created, asset cover and covenants of the non-convertible securities, SEBI vide circular dated August 13, 2021 had…