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Introduction of Unified Payments Interface (UPI) mechanism for Real Estate Investment Trusts

June 24, 2022 ToReal Estate Investment TrustsRecognised Stock ExchangesRegistered DepositoriesNational Payments Corporation of IndiaRegistered Depository Participants, Stock brokers, Merchant Bankers,Registrars to an Issue and Share Transfer Agents, Bankers to issues,Sponsor…

Modification in the Operational Guidelines for Foreign Portfolio Investors, Designated Depository Participants and Eligible Foreign Investors – Bank account details to which the payment is to be done electronically

June 21, 2022 To, All Foreign Portfolio Investors (“FPIs”) through their Designated DepositoryParticipants (“DDPs”) Designated Depository Participants (“DDPs”)/Custodians 1. ‘Annexure D’ of the ‘Operational Guidelines for Foreign Portfolio Investors, Designated…

Naming / Tagging of demat accounts maintained by Stock Brokers

June 20, 2022 To,All Recognised Stock ExchangesAll DepositoriesAll Registered Stock Brokers through Recognized Stock Exchanges Dear Sir/Madam, 1. SEBI vide circular no. SEBI/HO/MIRSD/MIRSD2/CIR/P/2016/95 dated September 26, 2016 had mandated uniform…

Nomination for Mutual Fund Unit Holders

June 15, 2022 ToAll Mutual Funds (MFs)/Asset Management Companies (AMCs)/Trustee Companies/ Board of Trustees of Mutual Funds/Registrar and Transfer Agents (RTAs)/Association of Mutual Funds in India (AMFI) Sir / Madam,…

Caution to Investors against dealing with unregulated platforms offering Algorithmic Trading

It has come to the notice of Securities and Exchange Board of India (SEBI) that many unregulated platforms are offering investors Algorithmic Trading services/facilities to automate their trades. Strategies are…

Modification in Cyber Security and Cyber Resilience Framework of Mutual Funds/ Asset Management Companies (AMCs)

June 9, 2022 To,All Mutual Funds/All Asset Management Companies (AMCs)/All Trustee Companies/ Boards of Trustees of Mutual Funds/Association of Mutual Funds in India (AMFI) 1. SEBI vide Circular No.SEBI/HO/IMD/DF2/CIR/P/2019/12 dated…

Modification in Cyber Security and Cyber resilience framework for Stock Brokers / Depository Participants

June 07, 2022 SEBI vide circular SEBI/HO/MIRSD/CIR/PB/2018/147 dated December 03, 2018 prescribed framework for Cyber Security and Cyber Resilience for Stock Brokers / Depository Participants. In partial modification to Annexure…

Surrender of certificate of registration of Principal Mutual Fund (PMF)

Principal Asset Management Private Limited (Principal AMC) had informed SEBI that they want to surrender the registration granted to Principal Mutual Fund by SEBI. PMF will continue to be liable…

Extension of facility for conducting annual meeting and other meetings of unitholders of REITs and InvITs through Video Conferencing (VC) or through Other Audio-Visual means (OAVM)

June 03, 2022 To,All Real Estate Investment Trusts (“REITs”)All Infrastructure Investment Trusts (“InvITs”)All Parties to REITs and InvITsAll Recognized Stock Exchanges Madam/ Sir, 1. SEBI vide circular no. SEBI/HO/DDHS/DDHS/CIR/P/2020/102 dated…

Investor Grievance Redressal Mechanism

June 3, 2022 ToThe Managing Director / Executive DirectorAll Stock Exchanges Dear Sir / Madam, In order to further strengthen the Investor Grievance Redressal Mechanism, based on feedback received from…