Procedure for seeking prior approval for change in control of Portfolio Managers
June 02, 2022 To,All Portfolio ManagersSir / Madam, Regulation 11(aa) of SEBI (Portfolio Managers) Regulations, 2020 provides that a Portfolio Manager shall obtain prior approval of SEBI in case of…
Standard Operating Procedures (SOP) for dispute resolution under the Stock Exchange arbitration mechanism for disputes between a Listed Company and/or Registrars to an Issue and Share Transfer Agents (RTAs) and its Shareholder(s)/Investor(s)
May 30, 2022 ToAll Recognized Stock ExchangesAll registered Registrars to an Issue and Share Transfer Agents (RTAs)All Listed Companies through Recognized Stock Exchanges Dear Sir / Madam, 1. Regulation 40…
Modification in Cyber Security and Cyber resilience framework of Qualified Registrars to an Issue and Share Transfer Agents (“QRTAs”)
May 27, 2022 To,Registered Registrar to an Issue and Share Transfer Agents Dear Sir/ Madam, 1. SEBI vide circular SEBI/HO/MIRSD/CIR/P/2017/100 dated September 08, 2017 prescribed framework for Cyber Security and…
Modification to Standard Operating Procedure in the cases of Trading Member / Clearing Member leading to default
May 27, 2022 To,All Recognised Stock ExchangesAll Recognised Clearing CorporationsAll Depositories Dear Sir/Madam, 1. SEBI vide circular no. SEBI/HO/MIRSD/DPIEA/CIR/P/2020/115 dated July 1, 2020 had specified the Standard Operating Procedure enumerating…
Simplification of procedure and standardization of formats of documents for issuance of duplicate securities certificates
May 25, 2022 ToAll Registered Registrars to an Issue and Share Transfer Agents (RTAs)All Recognized Stock ExchangesAll Listed Companies through Recognized Stock ExchangesAll Investors’ Associations Dear Sir / Madam, 1.…
Circular on Development of Passive Funds
May 23, 2022 ToAll Recognized Stock Exchanges/All Clearing Corporations/All Depositories/All Custodians/All Mutual Funds/All Asset Management Companies (AMCs)/All Trustee Companies/ Boards of Trustees of Mutual Funds/All Registrar and Transfer Agents (RTAs)/Stock…
Modification in Cyber Security and Cyber Resilience framework of Stock Exchanges, Clearing Corporations and Depositories
May 20, 2022 ToAll Stock Exchanges,All Clearing Corporations,All Depositories Dear Sir / Madam, 1. SEBI vide circular no. SEBI/CIR/MRD/DP/13/2015 dated July 06, 2015 prescribed framework for Cyber Security and Cyber…
SEBI withdraws Permanent Recognition granted to Indian Commodity Exchange Ltd.
1. In exercise of the powers conferred under sub-section (1) of section 5 of the Securities Contracts (Regulation) Act, 1956, the Securities and Exchange Board of India has withdrawn the…
Simplification of procedure and standardization of formats of documents for transmission of securities
May 18, 2022 ToAll registered Registrars to an Issue and Share Transfer Agents (RTAs)All Recognized Stock ExchangesAll Listed Companies through Recognized Stock ExchangesAll Recognized DepositoriesAll Depository Participants (DPs) through DepositoriesAll…
Master Circular for Commodity Derivatives Market
May 17, 2022 The Managing Directors/Chief Executive OfficersAll Stock Exchanges and Clearing Corporation with Commodity Derivatives Segment 1. In order to ensure availability of comprehensive information mentioned in the circulars…