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Risk value of commodities for risk-o-meter

April 11, 2022 All Mutual Funds/Asset Management Companies (AMCs)/Trustee Companies/Boards of Trustees of Mutual Funds/Association of Mutual Funds in India (AMFI) Sir/ Madam, SEBI, vide circular on ‘Product Labeling in…

Guidelines in pursuance of amendment to SEBI KYC Registration Agency (KRA) Regulations, 2011

April 06, 2022 To, SEBI Registered Intermediaries: KYC Registration Agencies (KRAs), Stock Brokers through Stock Exchanges, Depository Participants (DPs) through Depositories, Mutual Funds (MFs) and AMCs Portfolio Managers (PMs) Collective…

Revision of UPI limits in Public Issue of Equity Shares and convertibles

SEBI vide Circular SEBI/HO/CFD/DIL2/CIR/P/2018/138 dated November 01, 2018 introduced the use of Unified Payment Interface as an additional payment mechanism with Application Supported by Blocked Amount (ASBA) for Retail Individual…

Execution of ‘Demat Debit and Pledge Instruction’ (DDPI) for transfer of securities towards deliveries / settlement obligations and pledging / repledging of securities

April 04, 2022 To,All DepositoriesAll Recognised Stock Exchanges Dear Sir/Madam, SEBI vide circular no. CIR/MRD/DMS/13/2010 dated April 23, 2010 issued guidelines regarding execution of Power of Attorney (PoA) by the…

Standardization of industry classification – Applicability to credit rating agencies

Dear Sir/ Madam, 1. The Market Data Advisory Committee (MDAC), a standing committee constituted by SEBI, comprising of representatives from stock exchanges, depositories and other market participants, examined the existing…

Standardisation of Ratings Scales Used by credit rating agencies – Extension of timeline for implementation

In order to standardise the usage of rating scales, SEBI vide circular no.SEBI/HO/MIRSD/MIRSD_CRADT/P/CIR/2021/594 dated July 16, 2021 advised the credit rating agencies to either align their rating scales with the…

Discontinuation of usage of pool accounts for transactions in the units of Mutual Funds, Two Factor Authentication (‘2FA’) for redemption and other related requirements : Extension of timeline

1. Based on discussions with stakeholders and recommendations of the Mutual Fund Advisory Committee, SEBI, vide circular no. SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/635 dated October 4, 2021 and circular no. SEBI/HO/IMD/IMD-I DOF5/P/CIR/2021/634 dated…

Note on SEBI Circular regarding Clarification on applicability of regulation 23 of SEBI (LODR) regulations, 2015 in relation to Related Party Transactions dated 30-03-2022:

INTRODUCTION : This circular seeks to provide clarification with respect to approval of related party transactions by the shareholders of a listed entity.For this purpose, scope and materiality of RPT…

Clarification on applicability of regulation 23 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 in relation to Related Party Transactions

March 30, 2022 To,All entities that have listed their specified securitiesAll the Recognized Stock Exchanges 1. Regulation 23 of the SEBI (Listing Obligations and Disclosure Requirements), Regulations 2015 (‘LODR Regulations’)…

Operational guidelines for ‘Security and Covenant Monitoring’ using Distributed Ledger Technology (DLT)

March 29, 2022 To, Issuers who have listed and/ or propose to list Non-convertible Securities, SecuritisedDebt Instruments, Security Receipts, Municipal Debt Securities or Commercial Paper;Recognized Stock Exchanges;All Debenture Trustees registered…