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Calculation of investment concentration norm for Category III AIFs

1. Regulation 15(1)(d) of SEBI (Alternative Investment Funds) Regulations, 2012 (“AIF Regulations”), has been amended and notified on March 16, 2022, to provide flexibility to Category III AIFs, including large…

Product specifications pertaining to the Electronic Gold Receipts (EGR) segment in India

March 28, 2022 The Managing Directors / Chief Executive OfficersAll Recognized Stock Exchanges Dear Sir / Madam, 1. SEBI vide Circular no. SEBI/HO/CDMRD/DMP/CIR/P/2022/07 dated January 10, 2022, has issued framework…

Introduction of Options on Commodity Indices – Product Design and Risk Management Framework

March 24, 2022 To The Managing Directors / Chief Executive OfficersAll Recognized Stock Exchanges and Clearing Corporations having CommodityDerivatives Segment Dear Sir/Madam, 1. In an endeavour to have more products…

Change in control of Sponsor and/or Manager of Alternative Investment Fund involving scheme of arrangement under Companies Act, 2013

March 23, 2022 To, All Alternative Investment Funds Sir / Madam, Regulation 20(13) of SEBI (Alternative Investment Funds) Regulations, 2012 (“AIF Regulations”), inter-alia, requires that in case of change in…

Standardisation of industry classification – Revision in Chapter – XIV of Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper

March 22, 2022 To, Issuers who have listed and/ or propose to list debt securities;Recognised Stock Exchanges;Registered Depositories;Registered Credit Rating Agencies, Debenture Trustees,Electronic Book Providers Chapter – XIV of the…

Discontinuation of usage of pool accounts for transactions in the units of Mutual Funds : Clarifications with respect to Circulars dated October 4, 2021.

March 15, 2022 ToAll Recognized Stock Exchanges and Clearing CorporationsAll DepositoriesAll Mutual FundsAll Asset Management Companies (‘AMCs’)All Trustee Companies/ Boards of Trustees of Mutual FundsAll Registrar to an Issue and…

Revision to Operational Circular for issue and listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper

March 8, 2022 To,Issuers who have listed and/ or propose to list Non-convertible Securities;Recognised Stock Exchanges;Registered Depositories;Registered Credit Rating Agencies, Debenture Trustees, Depository Participants,Stock Brokers, Merchant Bankers, Registrars to an…

Automation of disclosure requirements under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011-System Driven Disclosures – Ease of doing business.

March 07, 2022 ToAll listed entitiesRecognized Stock ExchangesRegistered DepositoriesRegistered Registrar & Share Transfer Agents Dear Sir / Madam, 1. SEBI vide circulars dated December 01, 2015, December 21, 2016, May…

Segregation and Monitoring of Collateral at Client Level – Extension of timeline

1. SEBI, vide circular no. SEBI/HO/MRD2_DCAP/CIR/2021/0598 dated July 20, 2021 issued certain provisions in the subject matter. The para 50 of the said circular reads as under : “ The…

Approach to securities market data access and terms of usage of data provided by data sources in Indian securities market

February 25, 2022 To All Recognized Stock Exchanges, Depositories, Stock Brokers through RecognizedStock ExchangesAll Mutual Funds/ Asset Management Companies (AMCs), Association of MutualFunds in India (AMFI)All Registrars to an Issue…