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  • SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (SIXTH AMENDMENT) REGULATIONS, 2021.

SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (SIXTH AMENDMENT) REGULATIONS, 2021.

Mumbai, the 9th November, 2021 SEBI/LAD-NRO/GN/2021/55.—In exercise of the powers conferred by section 11, sub-section (2) of section 11A and section 30 of the Securities and Exchange Board of India…

Write-off of debt securities held by FPIs who intend to surrender their registration.

November 08, 2021 To, 1. Foreign Portfolio Investors (“FPIs”) 2. Designated Depository Participants (“DDPs”) and Custodians 3. All Recognized Stock Exchanges/ Clearing Corporations 4. All recognized Stock Exchanges and Clearing…

Common and Simplified Norms for processing investor’s service request by RTAs and norms for furnishing PAN, KYC details and Nomination

November 03, 2021 To All registered Registrars to an Issue and Share Transfer Agents (RTA) All Listed Companies through Recognized Stock Exchanges Recognized Stock Exchanges All Recognized Depositories Depository Participants…

Guiding Principles for bringing uniformity in Benchmarks of Mutual Fund Schemes

October 27, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds / Association of Mutual Funds in India (AMFI) Sir/ Madam, 1. In order…

Amendment to SEBI Circulars pertaining to Investor Grievance Redressal System and Arbitration Mechanism

October 22, 2021 To, The Managing Directors / Chief Executive Officers, All Recognized Stock Exchanges having Commodity Derivatives Segment Dear Sir/ Madam, 1. Attention is drawn to SEBI circulars bearing…

Amendment to SEBI Circular pertaining to Investor Protection Fund (IPF)/ Investor Service Fund (ISF) and its related matters

October 22, 2021 To, The Managing Directors / Chief Executive Officers, All Recognized Stock Exchanges having Commodity Derivatives Segment Dear Sir/ Madam, 1. Attention is drawn to SEBI circular bearing…

Modalities for filing of placement memorandum through a Merchant Banker

October 21, 2021 To, All Alternative Investment Funds (AIFs) All Merchant Bankers Sir/Madam, 1. AIFs shall launch scheme(s) subject to filing of placement memorandum with SEBI through a SEBI registered…

Transmission of Securities to joint Holder(s)

October 18, 2021 To, All Listed Companies (through Stock Exchanges) All registered Registrars to an Issue & Share Transfer Agents (RTAs) Dear Sir / Madam, 1. The norms pertaining to…

Revised Formats for Limited Review/ Audit Report for issuers of non-convertible securities

October 14, 2021 To, Listed entities (whose non-convertible securities are listed) Recognized Stock Exchanges Madam/ Sir, 1. Vide notification dated September 07, 2021, Regulation 52 of the SEBI (Listing Obligations…

Minimum percentage of trades carried out by mutual funds through RFQ platform

October 6, 2021 All Mutual Funds/ Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Association of Mutual Funds in India (AMFI) Sir/ Madam, 1. SEBI, vide circular…